Harris - Harris Brokerage Account

Investments and Retirement Planning

Market Linked Certificate of Deposits (CDs)

Harris Brokerage Account

Designed for investors seeking professional advice, the Harris Brokerage Account can hold mutual funds, and individual securities. Clients work directly with a Financial Advisor to develop and implement an investment strategy and pay competitive commissions for transactions.

Features:

	•	Choice of investments including mutual funds and individual securities
	•	Monthly brokerage statements display all your account activity
	•	View your holdings and balances online

To learn more about investment advice and guidance, call us at 1-877-225-3863 or email us.

If your account is a brokerage account and not an advisory account, we are required to provide you with the following statement: "Your account is a brokerage account and not an advisory account. Our interests may not always be the same as yours. Please ask Harris questions to make sure you understand your rights and our obligations to you, including the extent of our obligations to disclose conflicts of interest and to act in your best interest. We are paid both by you and, sometimes, by people who compensate us based on what you buy. Therefore, our profits, and our salesperson’s compensation, may vary by product and over time. If you have any questions regarding the differences between brokerage and advisory accounts, or any other questions, please contact your Harris Financial Advisor or call Harris Investor Services at 1-877-225-3863."

Member FINRA/SIPC

	Online Services

	Resources

	Harris TV Calculators ATM Locations Harris Locations Security Tips Contact Us Talk to a Financial Advisor now.

	Quick Links

	Personal Financial Services Small Business Middle Market Corporate & Institutional Harris Private Bank Harris in the Community


	Corporate Information \| Careers \| Regulators \| Legal \| Security \| Privacy

Harris^® is a trade name used by Harris N.A. and its affiliates. Member FDIC.

Third party web sites may have privacy and security policies different from Harris. Links to other web sites do not imply the endorsement or approval of such web sites. Please review the privacy and security policies of web sites reached through links from Harris web sites.

Brokerage products offered through Harris Investor Services, Inc. registered broker/dealer, member FINRA/SIPC , SEC-registered investment adviser. Insurance and annuities offered through Harris Bancorp Insurance Services, Inc. Harris Investor Services, Inc. and Harris Bancorp Insurance Services, Inc. are affiliates of Harris N.A. and its banking subsidiaries. Products offered are: NOT A DEPOSIT - NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY - NOT GUARANTEED BY ANY BANK - MAY LOSE VALUE.

United States Department of Treasury Regulation Circular 230 requires that we notify you that, with respect to any statements regarding tax matters made herein, including any attachments, (1) nothing herein was intended or written to be used, and cannot be used by you, to avoid tax penalties; and (2) nothing contained herein was intended or written to be used, and cannot be used, or referred to in any marketing or promotional materials. Further, to the extent any tax statement or tax advice is made herein, Harris N.A. does not and will not impose any limitation on disclosure of the tax treatment or tax structure of any transactions to which such tax statement or tax advice relates. Harris N.A.does not provide legal advice to clients. You should review your particular circumstances with your independent legal and tax advisors.